Compliance I: Basics

Costs:

NAF 1.775,50 (Incl. OB)

PE:

N.v.t.

Compliance is a term that is often used in the anti-money laundering and counter financing of terrorism (AML/CFT) efforts. Compliance entails a wide range of activities that legally appointed institutions need to follow. These legal requirements often overwhelm compliance personnel, especially those new to the field. This compliance course will teach you the basics of compliance; the laws and regulations on AML/CFT and to what extent this is applicable within your organization.

For who is this training?

• Personnel of Financial Institutions (Banks, Casino’s, Money Transfer Businesses)
• Accountants, Tax Advisers, Notaries, Lawyers and other personnel of designated non-financial institutions
• Compliance Department personnel with some years’ experience in this sectorPlease contact us if you would like us to assess your eligibility for this training.

What can you expect? 

This training will broaden your knowledge on how to structure the legal requirements and how to tailor these to your organization. Includes all information about money laundering, terrorist financing, legal framework, international organizations and the extend of the local supervisors.This training will teach you the basics of the compliance field. You will learn about the laws and regulations on AML/CFT and to what extent it is applicable within your organization. 

You will learn how to structure the legal requirements and tailor them to your institution.Certificates for virtual TFI courses are delivered to the participant via email in pdf format. If requested by the participant, TFI will send a copy of the certificate to the participant’s employer. TFI does not send or distribute physical copies of certificates for virtual courses.

Trainer 

Compliance Caribbean. Their trainers have extensive experience in the field of fraud, compliance and money laundering and have conducted various investigations into (financial) irregularities in the Caribbean region in both private and public companies and organizations.

Topics Covered

The following subjects will be dealt with:​

• Money Laundering and Terrorism Financing
• (Inter) National laws and regulations
• (Inter) National organizations
• Compliance Program
• Risk Based Approach
• CDD
• Range of compliance requirements​​

Program

5 half day training sessions.