Compliance II: In Depth

Costs:

XCG 1.950,00 incl. 6% OB

PE:

n.a.

Compliance II: In Depth is the sequel to the Compliance I: Basics training with more in-depth learnings on money laundering, terrorist financing and fraud. This training will increase your knowledge on how to set up an effective compliance work program and how to conduct a risk assessment. It will get you more insight into the integrity guidelines of the supervisor and provide you with tools to conduct financial investigations and interview techniques. 

For who is this training?

This training is for trainees who have followed the Compliance I: Basics training, personnel of Financial Institutions (Banks, Casino’s, Money Transfer Businesses), accountants, tax advisers, notaries, lawyers and other personnel of designated non-financial institutions and all Compliance Department personnel.

Level

Some years’ experience in the sector is recommended and preferably having completed the Compliance I: Basics training. Please contact us if you would like us to assess your eligibility for this training.

What can you expect?

This training will broaden your knowledge in the area of compliance where more in depth compliance topics are discussed. You will learn about a risk-based approach to CDD and how to set up a Compliance Work Program. Also, you will gain more insight into the integrity policy and applicable laws as well as the approach of PEPs and corruption. The training will also focus on financial investigations and interview techniques. Furthermore, new developments in the field of compliance will be discussed.

Topics Covered

The following subjects will be dealt with:​​ 

• Money laundering/financing of terrorism, current issues and typologies;

• (Differentiated) Customer Due Diligence, a Risk Based Approach;

• Compliance (year) program, including the shift in compliance activities;

• The role of the Compliance Officer;

• Incident and whistleblowing policy;

• PEP, corruption and international framework;

• Interview techniques;

• Financial investigations techniques;

• Reporting: required compliance reports.

Trainers

Compliance Caribbean. Their trainers have extensive experience in the field of fraud, compliance and money laundering and have conducted various investigations into (financial) irregularities in the Caribbean region in both private and public companies and organizations. In addition, local experts will be presenting as guest lecturers.

Before you book, please read our cancellation policy.